Statements in this press release that are not statements of historical or current fact constitute "forward-looking statements" within the meaning of the U.S.
NEPTUNES NET REGISTRATION
This communication shall not constitute an offer to sell or the solicitation of an offer to buy nor shall there be any sale of these securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. Accordingly, the Warrants and the Common Shares underlying the Warrants issued in the Private Placement may not be offered or sold in the United States except pursuant to an effective registration statement or an applicable exemption from the registration requirements of the Act and such applicable state securities laws. Copies of the prospectus supplement relating to the Offering, together with the accompanying prospectus, can be obtained from A.G.P./Alliance Global Partners, 590 Madison Avenue, 28 th Floor, New York, NY 10022 or via telephone at 21 or email: and will be available under the Company's profile on EDGAR at The Warrants and the Common Shares underlying the Warrants sold in the Private Placement are being issued in a private placement under Section 4(a)(2) of the Securities Act of 1933, as amended (the "Act"), and Rule 506(b) of Regulation D promulgated thereunder and have not been registered under the Act, or applicable state securities laws. The offering of the Common Shares will be made only by means of a prospectus supplement filed with the SEC that forms a part of the registration statement. Securities and Exchange Commission (the "SEC") on September 23, 2022. 333-267070), which was declared effective by the U.S. The Common Shares are being offered pursuant to Neptune's shelf registration statement on Form S-3 (File No.
The Offering and concurrent Private Placement are expected to close on or about October 11, 2022, subject to the satisfaction of customary closing conditions and the receipt of regulatory approvals.Ī.G.P./Alliance Global Partners is acting as sole placement agent for the Offering and concurrent Private Placement.
The Company expects to use the net proceeds from the Offering and the concurrent Private Placement for working capital and other general corporate purposes. The aggregate gross proceeds from the Offering and the concurrent Private Placement will be approximately $6.0 million, before deducting fees and other estimated expenses.
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